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MiFID II: Communication and Marketing Principles

MiFID II: Communication and Marketing Principles

  • €60.00

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MiFID II: Communication and Marketing Principles

Objective/ Aim:

To provide participants with the overview of the   major requirements of MIFIDII framework in relation to provision of information to clients, including marking communications.

Participants will gain understanding about

  • General principles and information to clients ‘requirements, in accordance with the  Law 87(i)2017, CDR 2017/565, ESMA’ relevant Guidelines
  • specific requirements for sale and marketing of CFDs  in accordance with the product intervention rules
  • Requirements for Sales’ staff of the CIFs
  • Suggested  compliance framework

Participants’ Profile

This seminar is useful for persons involved in the design of the appropriateness and suitability testing, compliance officer and internal auditors, as well as senior management of the CIFs or AIFM authorised to provide non-core MIFID  service of discretionary portfolio management and investment advice.

Bundle prices for 10 CPDs and 15 CPDs available.

For corporate discounts, contact us. 

Course Summary:

Delivery Method: Online Pre-Recorded Video 

Length: 2 hours (2 CPD Credits)

Lecturer: Irina Theodoulou


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Tags: MiFID II