Best Execution Requirements: General Framework 

Objective:

Provides an overview of the MIFIDII regulatory requirements applicable to execution policies and procedures of MIFID-regulated firms. The program covers requirements for execution policy, execution factors, and criteria, typology of execution venues,   transparency of execution quality.

This webinar will address the following topics:

• BEST EXECUTION REQUIREMENT AND FACTORS 

  • Regulatory changes for execution requirements in MIFIDII
  • Defining execution factors, criteria and requirements
  • Difference between Trading and Execution venue: MIFIDII definitions
  • Specific orders
  • Execution factors and criteria for different classes of instruments and venues

  EXECUTION POLICY

  • Regulatory requirements for policies for execution and  handling of orders

  TRANSPARENCY IN EXECUTION SERVICES IN EU

  • Obligations for execution transparency for different market players

  REGULATORY DEVELOPMENTS

  • Best Execution compliance risks highlights from CYSEC CIRCULAR 343/2019

Participants’ Profile

Executive Directors, CIF’s certified personnel, Compliance officer, Internal Auditor and External Auditors with CIF engagements.

Bundle prices for 10 CPDs and 15 CPDs available.

For corporate discounts, contact us.