Best Execution Requirements: General Framework 

Objective:

Provides an overview of the MIFIDII regulatory requirements applicable to execution policies and procedures of MIFID-regulated firms. The program covers requirements for execution policy, execution factors, and criteria, typology of execution venues,   transparency of execution quality.

This webinar will address the following topics:

• BEST EXECUTION REQUIREMENT AND FACTORS 

  • Regulatory changes for execution requirements in MIFIDII
  • Defining execution factors, criteria and requirements
  • Difference between Trading and Execution venue: MIFIDII definitions
  • Specific orders
  • Execution factors and criteria for different classes of instruments and venues

  EXECUTION POLICY

  • Regulatory requirements for policies for execution and  handling of orders

  TRANSPARENCY IN EXECUTION SERVICES IN EU

  • Obligations for execution transparency for different market players

  REGULATORY DEVELOPMENTS

  • Best Execution compliance risks highlights from CYSEC CIRCULAR 343/2019

Participants’ Profile

Executive Directors, CIF’s certified personnel, Compliance officer, Internal Auditor and External Auditors with CIF engagements.