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Best Execution

Best Execution Requirements

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Best Execution Requirements: General Framework 

Objective:

Provides an overview of the MIFIDII regulatory requirements applicable to execution policies and procedures of MIFID-regulated firms. The program covers requirements for execution policy, execution factors, and criteria, typology of execution venues,   transparency of execution quality.

This webinar will address the following topics:

  • BEST EXECUTION REQUIREMENT AND FACTORS 

    • Regulatory changes for execution requirements in MIFIDII
    • Defining execution factors, criteria and requirements
    • Difference between Trading and Execution venue: MIFIDII definitions
    • Specific orders
    • Execution factors and criteria for different classes of instruments and venues

    EXECUTION POLICY

    • Regulatory requirements for policies for execution and  handling of orders

    TRANSPARENCY IN EXECUTION SERVICES IN EU

    • Obligations for execution transparency for different market players

    REGULATORY DEVELOPMENTS

    • Best Execution compliance risks highlights from CYSEC CIRCULAR 343/2019


Participants’ Profile

Executive Directors, CIF’s certified personnel, Compliance officer, Internal Auditor and External Auditors with CIF engagements.


Course Summary:

Delivery Method: Online Pre-Recorded Video 

Length: 2 hours (2 CPD Credits)

Lecturer: Irina Theodoulou

    

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Tags: Best Execution