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Client Asset Rules

Client Asset Rules

  • €60.00


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Client Asset Rules 

Objective:

Analyse the MIFIDII regulatory requirements applicable to policies and procedures of MIFID-regulated firms. Program covers requirements for   handling clients’ funds and financial instruments, operational procedures to be implemented in relation to choice and banks and custodians, reconciliation process, governance and operational requirements.


    Participants’ Profile

    Executive Directors, CIF’s certified personnel, Compliance officer


    Course Summary:

    Delivery Method: Online Pre-Recorded Video 

    Length: 2 hours (2 CPD Credits)

    Lecturer: Irina Theodoulou

        

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