Client Asset Rules
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€60.00
Acceptable Payments:



Client Asset Rules
Objective:
Analyse the MIFIDII regulatory requirements applicable to policies and procedures of MIFID-regulated firms. Program covers requirements for handling clients’ funds and financial instruments, operational procedures to be implemented in relation to choice and banks and custodians, reconciliation process, governance and operational requirements.
Participants’ Profile
Executive Directors, CIF’s certified personnel, Compliance officer
Course Summary:
Delivery Method: Online Pre-Recorded Video
Length: 2 hours (2 CPD Credits)
Lecturer: Irina Theodoulou
Tags: Client Asset Rules